Notes on "A History of Political Theory" -- Episode 8

Continuing recording here notes made in grad school on A History of Political Theory by George Holland Sabine.  

For episode 7 see here to begin from the start see here

The Theory of the Universal Community

VIII. The Law of Nature

 A. The passing of Aristotle, and the city-states, is the only sharp break in the

      history of Western Political Thought

       1. Continuity since then

       2. Theory of natural law goes from Stoics down to the revolutionary

           doctrine of the Rights of Man

 B. Man cut off from the life of the polis and left to live in a new, enlarged

      and impersonal social union

 C. After Aristotle, philosophies tended to become vehicles for ethical

      instruction and consolation

       1. Took on characteristics of religion

       2. Religious feeling grew

       3. Result of new impersonal world

 D. Distinctions between citizen and other lost usage 

"Political thought had, therefore, two ideas to make clear and to interweave into a common scheme of values: the idea of the individual, a distinct item of

humanity with his purely personal and private life, and the idea of universality, a  world-wide humanity in which all are endowed with a common human nature. (143)

 E. Greek notions (Aristotle) of two essentials of citizenship, relations

      between equals and voluntary loyalty to lawful government, were

      reworked to become part of Western consciousness 

 F. Chrysippus the Stoa gave Stoicism form last quarter of Third Century BC

       1. Idea of concord between Greeks and from the east

       2. Theory of Kingship

       3. Result of Alexander's Empire and its breakup

       4. Divinity of king seen as the best way of achieving unity and

           homogeneity of the state and legitimize his rule

       5. Gave positive moral meaning to idea of a world state and universal law

       6. Made achieving self-sufficiency and individual well-being an ethical

           imperative

       7. Taught self-sufficiency by rigorous training of the will

       8. Virtues were resolution, fortitude, devotion to duty and 

           indifference to solicitations of pleasure

       9. Sense of duty re-enforced by religious training -- the duty of every

           man to play well the part assigned by Divine Providence

          i. Man and nature seen as one

          ii. Man shared in the rationality of God, who animates nature

          iii. Right reason is the law of nature

          iv. All men are equal under God (reason), but most are fools not wise

       10. Saw law of the city as customary law and inferior to the law of the world-

           city which is the law of reason

          i. Customary law of several cities combined under a king became the

           common law

          ii. Law of reason is higher that customary law and a separate standard

             of justice

          iii. Law of reason provided an appeal to equity in the

             elaboration of common law

       11. Resulting in part from criticism by the Skeptic Carneades, Stoicism

          underwent reform at the end of the 2nd Century BC

          i. Went back to Plato and Aristotle

          ii. Became less logical but more urbane in appeal and more attractive to

              Roman aristocrats

          iii. Became a philosophy of self-control and public devotion which

               appealed to the Romans

          iv. Ideal of a world-city was of use to idealize Roman conquest

          v. Reason became law for all men, not only the wise

          vi. Contact between Polybius and Panaetius with the Roman Scipionic

               Circle

 G. Scipionic Circle

       1. Brought Stoic thought to bear on earliest studies in Roman jurisprudence.

       2. Roman Law enlightened by inclusion of ius gentium (common law) that

            grew alongside civil (or ceremonial) law based on good business practice

       3. ius gentium coalesced with ius naturale of the Greek Stoics as translated

            into Latin

Next week: Cicero and the Roman Lawyers

  

Notes on "A History of Political Theory" -- Episode 7

For episode 6 see here.

Theory of the City-State

VII. The Twilight of the City-State
 A. Plato and Aristotle had little immediate influence of contemporary political 
      thought 
 B. More influential at the time was protest against the conception of the good
     life as participation in the life of the polis
 C. Individual self-sufficiency became the basis of the good life
 D. Plato and Aristotle both failed to take note of the effects of foreign relations
       on the Greek city-states
        1. City-states constantly balancing between isolation and inter-dependence
          on question of self-sufficiency
       2. Conflict and inability to work together left them open to outsiders
 E. Faced with decline of importance of city-state, two resulting philosophic
          moods:
       1. Withdrawal -- Epicureans and Skeptics
       2. Withdrawal and protest -- Cynics
       3. Represent questions about first principles(as embodied in Plato and
          Aristotle)
 F. Epicureans
       1.  Aimed to lead students towards individual self-sufficiency
       2. The good life seen to consist of enjoyment of pleasure
           i. Avoidance of pain, worry and anxiety
           ii. Congenial friendship, withdrawal from public life
           iii. The good, privately enjoyed
       3. The state formed solely for the sake of obtaining security
           i. Man essentially selfish
           ii. So they make tacit agreement with each other to leave each other be
       4. There are no moral imperatives
       5. Hobbes not unlike Epicureans
 G. Cynics
       1. Reject the lifestyle, virtues and social distinctions of the city-state
       2. Wise man should be completely self-suffcient
       3. Morality was living with nature according to reason and caring for others
       4. Involved a kind of equality of nihilism and anarcho-communism

For further reading on ancient (Greek) philosophy, I can recommend the classics from my grad school days (before the days of political correctness about Western Civilization):

The Discovery of the Mind: The Greek Origins of European Thought by Bruno Snell

History of Ancient Philosophy by W. Windleband

Greek Political Theory: Plato and His Predecessors by Sir Ernest Baker

And for how the Greeks became the Greeks:  The Coming of the Greeks: Indo-European Conquests in the Aegean and the Near East by Robert Drews


Next week: The Theory of the Universal Community: The Law of Nature


Dedicated this week and every to grandson William, who arrived today.

Notes on "A History of Political Theory" -- Episode 6

For episode 5 see here.

Theory of the City-State

VI. Aristotle: Political Actualities
 A. Lays groundwork for the study of politics separate from the study of ethics
 B. Looks at the ethical basis, arrangement of offices, social classes within state,
       as well as recognizing the differences between the legal constitution and 
       the constitution in practice
 C. Analysis based upon an understanding of the political and economic
       constitution of the state
       1. Democracies differ according to inclusiveness and economic structure
          of the state
       2. Oligarchies differ on eligibility and distribution of property
 D. Three branches of government: deliberative, administrative and judiciary 
 E. Combining best of both types is the polity or constitutional government*
       1. Foundation of large middle class which is the most stable as not too
           rich or too poor
       2. Balancing of quality (aristocracy) and quantity (democracy)
 F. Defines state as community between contractual relations and paternal rule
 G. State originates from bare needs of life but continues for the sake of the good
       life -- which is the first truly civilized form. 
 H. The "nature"of a thing revealed after growth has taken place; nature redefined
       as convention. Through the growth of community comes the state.
 I. The state is natural because it contains the possibility of a fully civilized life
      but conditions must be right, thus an arena for the statesman to act.
 J. Fundamental constituents of nature: form, matter and movement
       1. Statesman must be descriptive and empirical to ascertain the possibilities
          of the actual
       2. Also must consider the ideal to give form to the possibilities

*Note:  Aristotle divides governments into six types, three ruled by the best one, few or many and their negative forms were rule is in the hand of those not guided by reason but by self-interest.

 

 Next week: The Twilight of the City-State

Notes on "A History of Political Theory" -- Episode 5

For episode 4 see here.

Theory of the City-State

V. Aristotle: Political Ideals
 A. Pupil of Plato at the Academy
 B. Politics is probably not a unified work but a collection of essays 
 C. The Politics can be divided into two parts
       1. Books II, III, VII and VIII on an ideal state
       2. Books IV, V and VI offer final thoughts on political science
       3. Book I considers nature-convention problem
 D. Prefers to stick more to common experience rather than logical departures
      from it.
 E. His ideal state is the second best of Plato, never accepted Plato's ideal
       1. Best was constitutional 
       2. Based on some degree of moral equality of men [citizens]
       3. Rejects the model of the father's rule over children
 F. Aristotle sees law as "reason unaffected by desire"
       1. Law gives authority of the magistrate a "moral quality" to which all are
           obliged
 G. Under constitutional rule, the public, or general, interest determines law
       rather than factions or tyrannous rule by one or some 
       1. Government carried out by general regulations not arbitrary decrees
       2. Government of willing subjects not merely due to force 
 H. Saw experience of ages as embedded in law, or capable of being so, 
      contrary to Plato
       1. Saw possible supremacy of collective wisdom over single wise lawgiver
       2. Wisdom that should guide the state goes from being the exclusive domain
          of the philosopher to being the result of social custom embodied in law. 
 I. Aristotle's ideal state based on Plato's Laws. 
 J. Wisdom as embodied in custom must be the guiding principle in taking
      advantage of actual conditions to gradually reform them. (For Plato, the
      ideal often in radical opposition to facts.)
 K. The state is the association of men to realize the good in the form of the best
      moral life
 L. Looks to build up the best state from experience and from not a preexisting
      ideal
       1. Saw some merit in the usual claiments for power -- democrats and 
          aristocrats
       2. Reasoned that since none had absolute claim, law (good law) must be
          supreme
M. Aristotle saw forces working on and through real agents and not from Plato's
      Ideal Forms. [Perhaps two sides of the dialectic.]


Next week: Aristotle: Political Actualities

Notes on "A History of Political Theory" -- Episode 4

For episode 3 see here.

 Theory of the City-State

IV.Plato: The Statesman and The Laws
 A. Written much later than The Republic
 B. Resemblance between the two
       1. Marked difference from The Republic
       2. Plato's final reflections on the city-state
 C. Of greater influence on political thought after Plato, departure point for
     Aristotle
 D.The Laws sketches a government in which law is supreme
       1. Was a change from government of philosopher-kings of The Republic
       2.  Plato did not fully recognize these changes in his theory
       3. Law-based government is still only the second best and not logically
          compatible with it 
       4. The Republic presumed opposition between intelligence and perception
       5. Law was seen by the Greeks as on the side of perception and experience
         (i.e., convention)
       6. Even now, law can be seen as irrational obstacle to intelligent chance or
          action
       7. For Plato, the good ruler, one who rules through knowledge and reason
          should not be bound by law as that is meant to govern the average man
       8. In The Laws, law become a surrogate for reason
 E. The Statesman puts off The Republic as an ideal model not usually attainable
       1. Has six-fold classification of governments, three good and three bad that
          Aristotle later used
       2. Sees democracy more favorably 
 F.  The state in The Laws constructed with temperance as its chief virtue 
       1. Seeks to achieve harmony through a spirit of obedience to law
       2. This meant a mixed state as the mode of political organization
 G. The mixed state --  harmony through balance of forces or tendencies
       1. Mixed monarchic principle of wisdom with democratic principle of
          freedom
       2. Saw original 'state of nature' as the life of peaceful herdsmen. With
          agriculture comes civilization.
       3. Urges study of politics attached to history of civilization (causes and
          changes in political stability)
 H. In The Laws, still favors communism but concedes private property and
       private family life, due to human frailty, but regulates both
       1. Land inherited but not to be divided or alienated
       2. Produce goes to common (public) mess
       3. Property to be equal except for limited personal items allowed
       4. Citizens not to engage in industry or trade; what is necessary to be done
          by resident aliens
       5. Use of property regulated, only token currency, no loans with interest
 I. Government belongs to the citizens, those who can afford to leave private
      business of earning a living to slaves (on farms) and aliens. This was not
      Periclean democracy. 
       1. State still to be weighted in favor of richer through four-fold division on
          basis of private property
       2. Education and religion remain roughly the same as in The Republic except
          education becomes institutionalized
       3. Religious persecution and the Nocturnal Council out of line with the rest
 J. Government in the [ideal city]* of The Republic follows the rule of the father
      over children, while The Laws more in line with government of and by 
      responsible citizens through law.

*Note:  Sabine's reading of The Republic, Laws and Statesman follows traditional lines.  He takes them literally, especially The Republic.  But if one reads Plato's Socratic dialogues closely, it should be noticed that he actually is focused on justice, virtue (arete) of the individual.  The Republic presents the model for the healthy soul balanced between its three parts with reason guiding desire and will.  Socrates presents the outer polis to better see the inner one.  As Plato understood the 'ideal city' of The Republic to be difficult to achieve in reality, he offered in The Laws a model for a city guided by reason embodied in law.  (Even here he did not trust any particular system so added the Nocturnal Council, a group to be guided by philosophy to meet at night and review that was done during the day.)  In The Statesman, he offers a model for rule by an individual guided by knowledge.  But such a person would also be hard to find achieving or holding power.


Next week: Aristotle: Political Ideals

Notes on "A History of Political Theory" -- Episode 3

For episode 2 see here.

 Theory of the City-State

III.Plato: The Republic
 A. Elaborated from Socrates the belief that there is a discoverable, objective
      good life for the individual and the polis
 B. Political philosophy is the effort to discover this 'good life'
 C. Plato's version primarily found in The Republic, Statesman and Laws (written
      in that order)
 D. The Republic concerns the good man and the good life and the means for
      knowing what these are and how to attain them
       1.Political theory of The Republic an over simplified version of the later
        presentation. Plato's fundamental focus was the soul (psych, the inner polis]
       2. The good is objectively real, will is secondary
       3. Man with knowledge of the good ought to have decisive power in the polis
       4. Association of man with man in society depends on reciprocal needs and
          resulting exchange of goods and services.
       5. Philosopher attends to his share of the work, three classes are all
         necessary
       6. Class-based specialization of function depends on natural aptitude and
         training (whereby the given is made better) 
       7. Two parts of the theory:
           i. government ought to be art (techne) depending on exact knowledge 
           ii. society is mutual satisfaction of needs by persons whose capacities
              supplement each other
 E. The public is the great sophist
       1. Man has a split nature, higher and lower
       2. Politicians, especially in a democracy, are ignorant and  incompetent
       3. The incompetence of popular opinion ought to be countered through
        education -- the coupling of questioning and training
 F. Factional conflict arises from class, property owners vs the poor
 G. The Republic presented the 'ideal city' because it was important for the
      statesman -- the 'physician' of the state  -- to know the healthy city
       1. Plato wanted to establish the art of politics
       2. The ideal city modeled along the lines of geometry and ideal types
 H. Conceived society as a system of services in which every member both gives
      and receives
       1. Men have many wants
       2. No man is self-sufficient
       3. The state seeks to arrange the most adequate satisfaction of needs and
        most harmonious interchange of services
 I. Man receives freedom not for exercise of free will as much as for the practice
    of his calling (given by nature)
       1. Exchange implies division of labor
       2. Man has natural aptitudes which become skills when men apply them-
        selves to what they are given, as they work at it.
       3. Philosopher rules because his knowledge is at once his right and duty to
        do so
       4. Assumes that properly educated, man is not anti- or unsocial and can live
        in harmony.
           i. Man and the state have underlying structure
           ii. These structures are parallel, what is good for one is prevented from
             being different from what is good for the other (the polis is the individual
             "writ large)
 J. The division of labor necessitates division into three classes
       1. Workers and Guardians (divided into soldiers and rulers) 
       2. Rulers were source of sound knowledge of the good leaving the others as
         political onlookers
 K. Justice is the bond holding society together
       1. All should fill the station to which he is entitled
       2. "giving to every man his due"
           i. Man should be due treatment as what he is, in light of his capacity
             and training
           ii. Due from him is an honest performance of tasks which place accorded
             him requires
       3. What is due is based on services performed not power or "rights"
  L. The task becomes reaching perfect balance between human beings and
      possibilities of significant employment that the state affords 
       1. Achieved by removing hindrances to good citizenship; and
       2. Creating positive conditions of good citizenship through education
 M.  Achieved for rulers through 'communism'
       1. Prohibited from holding private property
       2. Abolition of permanent monogamous sexual relations
       3. Controlled breeding
       4. Wealth equalized to remove disturbing influence on government, along
          with abolition of family (affection)
 N. Education is the positive means to direct human nature
       1. Main reliance placed here
       2. State would control compulsory education
       3. Elementary till age 20, gymnastics and "music" as training, direct or
          indirect, for the mind
 O. The Republic has been eternally the voice of the scholar, as such overly
      simplified, leaving out human dignity and the person
 P. Omits law and influence of public opinion 

Next week: Plato: The Statesman and The Laws
   

 
       
      

Notes on "A History of Political Theory" by George Holland Sabine -- Episode 2

For episode 1 see here.

 Theory of the City-State

II. Political Thought Before Plato (5th century BC)
 A. Political discussion was very widespread and popular
       1. Already three-fold classification of forms of government existed:
           monarchy, aristocracy, democracy. 
       2. Two centuries prior saw active party (class) struggle and rapid 
           constitutional change.
       3. Awareness of economic nature of conflict between democrats (favoring
           overseas commerce) vs landed aristocrats 
 B. Assumptions of pre-philosophy period affected later political thought
       1. Basic ideas of harmony and proportion applied both to physical ethical
           matters
       2. Sophists and Socrates reflected movement from concern with physical
           world to humanism.  [Note: Bruno Snell's The Discovery of the Mind: The
           Greek Origins of European Thought traced the emergence of reason and
           philosophy from the Homeric epics through the pre-classic lyric poets 
           (Sappho) and the tragedians (Aeschylus, Sophocles and Euripides).] 
       3. Protagoras:  "Man is the measure of all things, of what is that is and of 
           what is not that is not."
       4. Search for essential physical substance that underlies appearance
           became search for "law of nature" -- permanence amid change, unity 
           amid the manifold
       5. Issues became about defining 'the natural' and 'nature versus convention'
           (God vs man) 
       6. Sophist Antiphon saw law (justice) as convention and contrary to
           nature which was egoism 
       7. Contrary view saw justice and right inherent in human beings
 C. Socrates moved suggestive ideas into explicit philosophy
       1. Believed that virtue (arete) equaled knowledge
       2. Pursued precise definition
       3. His vision of rational science of politics picked up by Plato

Next week:  Plato: The Republic